James A Adrian Jr, CFP®, CLU®, ChFC®, CASL®, CAP®

Wealth Management Advisor

Professional

I am an entrepreneurial business owner, who successfully started, grew, and sold three interrelated corporations while adhering to a vertical integration business model. After 16 prosperous years of operating these companies, I transferred into retirement at the age of 37 upon selling to a Fortune 500 Company. In 2005, I was recruited by Northwestern Mutual to interact with closely held business owners and entrepreneurs in order to assist these individuals in reaching their financial goals and help them turn their dreams into reality.

 Professional Designations

CERTIFIED FINANCIAL PLANNER™ Certificant or CFP® Certificant: Sponsored by the Certified Financial Planner Board of Standards (www.cfp.net), designees complete a curriculum of study and pass a comprehensive examination regarding the financial planning process, tax planning, estate and retirement planning, investments and insurance; meet experience and continuing education requirements; and comply with the CFP Board’s Code of Ethics and Professional Responsibility.

 

Chartered Life Underwriter® (CLU®): Sponsored by The American College (www.theamericancollege.edu), designees complete eight college-level self-study courses related to life insurance, insurance and financial planning, and estate and business planning; meet experience and continuing education requirements; and comply with the college’s Code of Ethics.

 

Chartered Financial Consultant® (ChFC®): Sponsored by The American College (www.theamericancollege.edu), designees complete nine college-level self-study courses in financial planning, income taxation, investments, and estate and retirement planning; meet experience and continuing education requirements; and comply with the college’s Code of Ethics.

 

Chartered Advisor for Senior Living® (CASL®): Sponsored by The American College (www.theamericancollege.edu), designees complete five college-level self-study courses in investments, estate planning, health and long-term care financing, and financial decisions for retirement; meet experience and continuing education requirements; and comply with the college’s Code of Ethics.

 

Chartered Advisor in Philanthropy® (CAP®): Sponsored by The Irwin Graduate School of The American College (www.theamericancollege.edu), designees complete three graduate school-level courses in philanthropy including planning for family wealth, charitable strategies, and non-profit gift planning; meet experience and continuing education requirements; and comply with the college’s Code of Ethics.

 

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck